1.3 Moomoo Financial Inc 2025 2 2025-07-29T16:41:13Z 2025 04 100.00 7.63 12.16 72.63 7.57 CITADEL SECURITIES LLC 36.13 42.12 44.80 34.74 29.49 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0005 per share executed as part of a cost+ model for orders executed outside regular market orders from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Jane Street Capital 34.69 44.23 38.59 32.08 43.83 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Virtu Americas, LLC 17.92 0.00 5.35 21.53 21.56 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Dash/IMC Financial Markets 5.26 0.00 4.03 6.41 1.54 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being per share executed as part of a cost+ model. Securities priced greater than or equal to $1.00 Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size equal to or less than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size is greater than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0002 per share executed as part of a cost+ model. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model on its algorithmic order types. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Canaccord Genuity Securities 5.14 12.74 6.62 4.31 3.12 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Canaccord Genuity Securities recognized under MPID: CSTI for the order handling and execution of customer market and limit orders entered between 9:30 AM ET up to 4:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. 100.00 8.33 17.60 68.99 5.08 CITADEL SECURITIES LLC 35.90 41.82 44.42 33.72 26.31 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Futu US Inc. (Moomoo Financial Inc.) routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0005 per share executed as part of a cost+ model for orders executed outside regular market orders from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Jane Street Capital 35.58 43.56 36.81 33.66 44.25 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Virtu Americas, LLC 17.26 0.16 6.46 21.42 26.19 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Dash/IMC Financial Markets 5.44 0.61 5.90 6.13 2.31 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being per share executed as part of a cost+ model. Securities priced greater than or equal to $1.00 Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size equal to or less than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size is greater than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0002 per share executed as part of a cost+ model. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model on its algorithmic order types. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. 100.00 7.06 8.53 70.87 13.54 Global Execution Brokers, LP 24.15 24.98 24.10 23.74 25.88 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: GEBB for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.384 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4176 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5176 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. CITADEL SECURITIES LLC 23.16 17.85 20.41 23.68 24.95 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.384 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4176 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5176 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Dash/IMC Financial Markets 19.20 20.38 19.82 19.24 18.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.384 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4176 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5176 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Wolverine Execution Services, LLC 17.90 20.94 19.59 17.50 17.35 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Wolverine Execution Services recognized under MPID: WEXM or WEXX for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.384 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4176 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5176 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Jane Street Capital 15.58 15.85 16.08 15.83 13.82 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: JNST for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.384 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4176 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5176 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. 2025 05 100.00 7.25 11.89 74.32 6.54 CITADEL SECURITIES LLC 37.36 41.96 43.74 36.65 28.78 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0005 per share executed as part of a cost+ model for orders executed outside regular market orders from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Jane Street Capital 33.44 44.23 39.16 30.63 43.01 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Virtu Americas, LLC 17.71 0.00 5.93 20.86 22.99 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Dash/IMC Financial Markets 5.91 0.01 4.21 7.11 1.82 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being per share executed as part of a cost+ model. Securities priced greater than or equal to $1.00 Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size equal to or less than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size is greater than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0002 per share executed as part of a cost+ model. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model on its algorithmic order types. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. 100.00 8.02 17.47 69.22 5.28 CITADEL SECURITIES LLC 36.02 42.28 44.26 34.00 25.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Futu US Inc. (Moomoo Financial Inc.) routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0005 per share executed as part of a cost+ model for orders executed outside regular market orders from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Jane Street Capital 35.04 43.09 35.57 33.30 43.99 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Virtu Americas, LLC 17.24 0.12 6.69 21.16 26.80 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Dash/IMC Financial Markets 5.82 0.63 6.59 6.49 2.42 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being per share executed as part of a cost+ model. Securities priced greater than or equal to $1.00 Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size equal to or less than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size is greater than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0002 per share executed as part of a cost+ model. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model on its algorithmic order types. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. 100.00 7.11 9.29 70.56 13.04 Global Execution Brokers, LP 24.22 25.17 24.51 24.02 24.63 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: GEBB for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.424 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4336 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5336 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. CITADEL SECURITIES LLC 23.43 18.75 20.70 23.79 26.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.424 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4336 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5336 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Wolverine Execution Services, LLC 18.63 21.20 19.89 18.12 19.08 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Wolverine Execution Services recognized under MPID: WEXM or WEXX for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.424 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4336 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5336 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Jane Street Capital 17.21 17.40 17.90 17.62 14.42 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: JNST for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.424 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4336 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5336 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Dash/IMC Financial Markets 16.49 17.48 17.00 16.45 15.87 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.424 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4336 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5336 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. 2025 06 100.00 7.17 10.82 75.71 6.29 CITADEL SECURITIES LLC 37.44 41.11 43.33 37.01 28.37 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0005 per share executed as part of a cost+ model for orders executed outside regular market orders from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Jane Street Capital 32.90 43.90 39.54 30.12 42.44 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Virtu Americas, LLC 17.80 0.00 5.54 20.70 24.21 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Dash/IMC Financial Markets 6.16 0.00 3.73 7.46 1.86 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being per share executed as part of a cost+ model. Securities priced greater than or equal to $1.00 Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size equal to or less than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size is greater than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0002 per share executed as part of a cost+ model. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model on its algorithmic order types. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. 100.00 8.17 16.74 69.89 5.21 Jane Street Capital 36.24 43.88 36.95 34.49 45.41 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Jane Street recognized under MPID: JNST for the order handling and execution of customer market and limit orders entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. CITADEL SECURITIES LLC 34.73 40.10 42.24 33.03 24.97 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Futu US Inc. (Moomoo Financial Inc.) routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0005 per share executed as part of a cost+ model for orders executed outside regular market orders from 4:00 AM ET up to 7:00 AM ET. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Virtu Americas, LLC 16.51 0.13 6.65 20.12 25.49 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Virtu Americas LLC recognized under MPID: NITE for the order handling and execution of customer market and limit orders originated and entered between 7:00 AM ET up to 8:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. receives payment for order flow for orders executed outside regular market orders from 7:00 AM ET up to 9:30 AM ET and orders executed outside regular market orders from 4:00 PM ET up to 8:00 PM ET, the rate received is $0.0002 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Dash/IMC Financial Markets 6.28 0.50 6.87 7.08 2.77 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer market and limit orders entered between 4:00 AM ET up to 8:00 PM ET. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being per share executed as part of a cost+ model. Securities priced greater than or equal to $1.00 Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size equal to or less than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model. Securities priced less than $1.00 and order size is greater than 250,000,000 shares executed, Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0002 per share executed as part of a cost+ model. Futu Clearing Inc receives exchange rebates and pays exchange fees with the base commission being $0.0004 per share executed as part of a cost+ model on its algorithmic order types. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Canaccord Genuity Securities 5.01 14.04 6.03 4.01 0.94 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes listed equity order flow to Canaccord Genuity Securities recognized under MPID: CSTI for the order handling and execution of customer market and limit orders entered between 9:30 AM ET up to 4:00 PM ET. Futu Clearing Inc. receives payment for order flow for orders executed during regular market hours from 9:30 AM ET up to 4:00 PM ET. The rate received for executed marketable orders is $0.001 per share executed and the rate received for executed non-marketable orders is $0.003 per share executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. 100.00 7.50 9.39 69.00 14.11 Global Execution Brokers, LP 22.89 23.39 23.03 22.69 23.48 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: GEBB for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.393 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4212 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5212 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. CITADEL SECURITIES LLC 22.21 19.16 20.46 22.46 23.75 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Citadel Securities recognized under MPID: CDRG for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.393 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4212 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5212 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Dash/IMC Financial Markets 19.41 20.04 19.83 19.37 19.00 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Dash Financial Technologies LLC recognized under MPID: DFIN or DFTR for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.393 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4212 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5212 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Wolverine Execution Services, LLC 17.96 19.45 18.82 17.74 17.70 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Wolverine Execution Services recognized under MPID: WEXM or WEXX for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.393 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4212 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5212 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm. Jane Street Capital 17.54 17.96 17.87 17.74 16.07 0.00 0.0000 0.00 0.0000 0.00 0.0000 0.00 0.0000 Moomoo Financial Inc. routes order flow to its affiliated broker-dealer Futu Clearing Inc. for further order handling. Futu Clearing Inc. routes option order flow to Global Execution Brokers, LP, recognized under MPID: JNST for the order handling and execution of customer single leg option market and limit orders as well as complex option limit orders. Futu Clearing Inc. receives payment for order flow for single leg option marketable order flow at a rate of $0.393 per contract executed. Futu Clearing Inc. receives payment for order flow for single leg option non-marketable order flow at a rate of $0.4212 per contract executed. Futu Clearing Inc. receives payment for order flow for complex option order flow at a rate of $0.5212 per contract executed. Futu Clearing Inc. does not negotiate payment as a condition for sending more order flow to a venue. Venues must compete for order flow based on the execution quality they are providing our customer orders. Futu US Inc. (Moomoo Financial Inc.) does not receive or collect any payment for order flow, payment from profit-sharing, and transaction fees or rebates relative to the relationship between Futu Clearing Inc. and the route firm.